3GPP TS 36.331 V13.2.0 (2016-06)
3GPP TS 36.331 V13.2.0 (2016-06)
Technical Specification
3rd Generation Partnership Project;
Technical Specification Group Radio Access Network;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Radio Resource Control (RRC);
Protocol specification
(Release 13)
The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification. Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
Keywords
UMTS, radio
3GPP
Postal address
3GPP support office address
650 Route des Lucioles - Sophia Antipolis
Valbonne - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Internet
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.
© 2016, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TSDSI, TTA, TTC).
All rights reserved.
UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners GSM® and the GSM logo are registered and owned by the GSM Association
Bluetooth® is a Trade Mark of the Bluetooth SIG registered for the benefit of its members
Contents
Foreword (18)
1Scope (19)
2References (19)
3Definitions, symbols and abbreviations (22)
3.1Definitions (22)
3.2Abbreviations (24)
4General (27)
4.1Introduction (27)
4.2Architecture (28)
4.2.1UE states and state transitions including inter RAT (28)
4.2.2Signalling radio bearers (29)
4.3Services (30)
4.3.1Services provided to upper layers (30)
4.3.2Services expected from lower layers (30)
4.4Functions (30)
5Procedures (32)
5.1General (32)
5.1.1Introduction (32)
5.1.2General requirements (32)
5.2System information (33)
5.2.1Introduction (33)
5.2.1.1General (33)
5.2.1.2Scheduling (34)
5.2.1.2a Scheduling for NB-IoT (34)
5.2.1.3System information validity and notification of changes (35)
5.2.1.4Indication of ETWS notification (36)
5.2.1.5Indication of CMAS notification (37)
5.2.1.6Notification of EAB parameters change (37)
5.2.1.7Access Barring parameters change in NB-IoT (37)
5.2.2System information acquisition (38)
5.2.2.1General (38)
5.2.2.2Initiation (38)
5.2.2.3System information required by the UE (38)
5.2.2.4System information acquisition by the UE (39)
5.2.2.5Essential system information missing (42)
5.2.2.6Actions upon reception of the MasterInformationBlock message (42)
5.2.2.7Actions upon reception of the SystemInformationBlockType1 message (42)
5.2.2.8Actions upon reception of SystemInformation messages (44)
5.2.2.9Actions upon reception of SystemInformationBlockType2 (44)
5.2.2.10Actions upon reception of SystemInformationBlockType3 (45)
5.2.2.11Actions upon reception of SystemInformationBlockType4 (45)
5.2.2.12Actions upon reception of SystemInformationBlockType5 (45)
5.2.2.13Actions upon reception of SystemInformationBlockType6 (45)
5.2.2.14Actions upon reception of SystemInformationBlockType7 (45)
5.2.2.15Actions upon reception of SystemInformationBlockType8 (45)
5.2.2.16Actions upon reception of SystemInformationBlockType9 (46)
5.2.2.17Actions upon reception of SystemInformationBlockType10 (46)
5.2.2.18Actions upon reception of SystemInformationBlockType11 (46)
5.2.2.19Actions upon reception of SystemInformationBlockType12 (47)
5.2.2.20Actions upon reception of SystemInformationBlockType13 (48)
5.2.2.21Actions upon reception of SystemInformationBlockType14 (48)
5.2.2.22Actions upon reception of SystemInformationBlockType15 (48)
5.2.2.23Actions upon reception of SystemInformationBlockType16 (48)
5.2.2.24Actions upon reception of SystemInformationBlockType17 (48)
5.2.2.25Actions upon reception of SystemInformationBlockType18 (48)
5.2.2.26Actions upon reception of SystemInformationBlockType19 (49)
5.2.3Acquisition of an SI message (49)
5.2.3a Acquisition of an SI message by BL UE or UE in CE or a NB-IoT UE (50)
5.3Connection control (50)
5.3.1Introduction (50)
5.3.1.1RRC connection control (50)
5.3.1.2Security (52)
5.3.1.2a RN security (53)
5.3.1.3Connected mode mobility (53)
5.3.1.4Connection control in NB-IoT (54)
5.3.2Paging (55)
5.3.2.1General (55)
5.3.2.2Initiation (55)
5.3.2.3Reception of the Paging message by the UE (55)
5.3.3RRC connection establishment (56)
5.3.3.1General (56)
5.3.3.1a Conditions for establishing RRC Connection for sidelink communication/ discovery (58)
5.3.3.2Initiation (59)
5.3.3.3Actions related to transmission of RRCConnectionRequest message (63)
5.3.3.3a Actions related to transmission of RRCConnectionResumeRequest message (64)
5.3.3.4Reception of the RRCConnectionSetup by the UE (64)
5.3.3.4a Reception of the RRCConnectionResume by the UE (66)
5.3.3.5Cell re-selection while T300, T302, T303, T305, T306, or T308 is running (68)
5.3.3.6T300 expiry (68)
5.3.3.7T302, T303, T305, T306, or T308 expiry or stop (69)
5.3.3.8Reception of the RRCConnectionReject by the UE (70)
5.3.3.9Abortion of RRC connection establishment (71)
5.3.3.10Handling of SSAC related parameters (71)
5.3.3.11Access barring check (72)
5.3.3.12EAB check (73)
5.3.3.13Access barring check for ACDC (73)
5.3.3.14Access Barring check for NB-IoT (74)
5.3.4Initial security activation (75)
5.3.4.1General (75)
5.3.4.2Initiation (76)
5.3.4.3Reception of the SecurityModeCommand by the UE (76)
5.3.5RRC connection reconfiguration (77)
5.3.5.1General (77)
5.3.5.2Initiation (77)
5.3.5.3Reception of an RRCConnectionReconfiguration not including the mobilityControlInfo by the
UE (77)
5.3.5.4Reception of an RRCConnectionReconfiguration including the mobilityControlInfo by the UE
(handover) (79)
5.3.5.5Reconfiguration failure (83)
5.3.5.6T304 expiry (handover failure) (83)
5.3.5.7Void (84)
5.3.5.7a T307 expiry (SCG change failure) (84)
5.3.5.8Radio Configuration involving full configuration option (84)
5.3.6Counter check (86)
5.3.6.1General (86)
5.3.6.2Initiation (86)
5.3.6.3Reception of the CounterCheck message by the UE (86)
5.3.7RRC connection re-establishment (87)
5.3.7.1General (87)
5.3.7.2Initiation (87)
5.3.7.3Actions following cell selection while T311 is running (88)
5.3.7.4Actions related to transmission of RRCConnectionReestablishmentRequest message (89)
5.3.7.5Reception of the RRCConnectionReestablishment by the UE (89)
5.3.7.6T311 expiry (91)
5.3.7.7T301 expiry or selected cell no longer suitable (91)
5.3.7.8Reception of RRCConnectionReestablishmentReject by the UE (91)
5.3.8RRC connection release (92)
5.3.8.1General (92)
5.3.8.2Initiation (92)
5.3.8.3Reception of the RRCConnectionRelease by the UE (92)
5.3.8.4T320 expiry (93)
5.3.9RRC connection release requested by upper layers (93)
5.3.9.1General (93)
5.3.9.2Initiation (93)
5.3.10Radio resource configuration (93)
5.3.10.0General (93)
5.3.10.1SRB addition/ modification (94)
5.3.10.2DRB release (95)
5.3.10.3DRB addition/ modification (95)
5.3.10.3a1DC specific DRB addition or reconfiguration (96)
5.3.10.3a2LWA specific DRB addition or reconfiguration (98)
5.3.10.3a3LWIP specific DRB addition or reconfiguration (98)
5.3.10.3a SCell release (99)
5.3.10.3b SCell addition/ modification (99)
5.3.10.3c PSCell addition or modification (99)
5.3.10.4MAC main reconfiguration (99)
5.3.10.5Semi-persistent scheduling reconfiguration (100)
5.3.10.6Physical channel reconfiguration (100)
5.3.10.7Radio Link Failure Timers and Constants reconfiguration (101)
5.3.10.8Time domain measurement resource restriction for serving cell (101)
5.3.10.9Other configuration (102)
5.3.10.10SCG reconfiguration (103)
5.3.10.11SCG dedicated resource configuration (104)
5.3.10.12Reconfiguration SCG or split DRB by drb-ToAddModList (105)
5.3.10.13Neighbour cell information reconfiguration (105)
5.3.10.14Void (105)
5.3.10.15Sidelink dedicated configuration (105)
5.3.10.16T370 expiry (106)
5.3.11Radio link failure related actions (107)
5.3.11.1Detection of physical layer problems in RRC_CONNECTED (107)
5.3.11.2Recovery of physical layer problems (107)
5.3.11.3Detection of radio link failure (107)
5.3.12UE actions upon leaving RRC_CONNECTED (109)
5.3.13UE actions upon PUCCH/ SRS release request (110)
5.3.14Proximity indication (110)
5.3.14.1General (110)
5.3.14.2Initiation (111)
5.3.14.3Actions related to transmission of ProximityIndication message (111)
5.3.15Void (111)
5.4Inter-RAT mobility (111)
5.4.1Introduction (111)
5.4.2Handover to E-UTRA (112)
5.4.2.1General (112)
5.4.2.2Initiation (112)
5.4.2.3Reception of the RRCConnectionReconfiguration by the UE (112)
5.4.2.4Reconfiguration failure (114)
5.4.2.5T304 expiry (handover to E-UTRA failure) (114)
5.4.3Mobility from E-UTRA (114)
5.4.3.1General (114)
5.4.3.2Initiation (115)
5.4.3.3Reception of the MobilityFromEUTRACommand by the UE (115)
5.4.3.4Successful completion of the mobility from E-UTRA (116)
5.4.3.5Mobility from E-UTRA failure (117)
5.4.4Handover from E-UTRA preparation request (CDMA2000) (117)
5.4.4.1General (117)
10385.4.4.2Initiation (118)
5.4.4.3Reception of the HandoverFromEUTRAPreparationRequest by the UE (118)
5.4.5UL handover preparation transfer (CDMA2000) (118)
5.4.5.1General (118)

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